Community Forest Associations as Pathways to Forest Landscape Restoration: A Mediational Analysis of Defining Factors in the Kakamega Forest Landscape, Kenya
Abstract
Forest landscape restoration needs to involve local people and other stakeholders to be successful. The adoption of forest landscape restoration could thus be augmented through community-based institutions such as community forest associations. The role of community forest associations in the adoption of forest landscape restoration is, however, influenced by various mediating factors. Understanding these mediating factors is thus key to enhancing the adoption of forest landscape restoration. However, no studies have done a mediational analysis of the factors that mediate the relationship between membership in community forest associations and the adoption of forest landscape restoration. This study, therefore, aims to analyse the factors that mediate the relationship between membership in community forest associations and the adoption of forest landscape restoration. The study used a descriptive study design and a multistage sampling design. Data collection was done using Key Informant Interviews, Focus Group Discussions, and a household questionnaire survey. Mediational analysis was done using Sobel’s Test. The study found that various factors had a positive mediating effect on the relationship between membership in community forest associations and the adoption of forest landscape restoration, including involvement in off-farm income-generating activities, household size, forest dependency, and the suitability of forest management laws and bylaws. Other factors had a negative mediating effect on the relationship between membership in community forest associations and the adoption of forest landscape restoration, including perception of climate change and occurrence of conflicts over forest resources. The results of the study will help in the development of policies, strategies, and actions meant to promote forest landscape restoration practices by improving the effectiveness of community forest associations as pathways for their adoption and scale-up
Downloads
References
Abera, W, Tamene L, Tibebe D, Adimassu Z, Kassa H, Hailu H, Mekonnen K, Desta G, Sommer R, Verchot L (2020). Characterizing and evaluating the impacts of national land restoration initiatives on ecosystem services in Ethiopia. Land Degradation and Development, 31 (1), 37‒52. http://dx.doi.org/10.1002/ldr.3424
Adhikari S, Kingi T, Ganesh S (2014) Incentives for community participation in the governance and management of common property resources: the case of community forest management in Nepal. Forest Policy and Economics, 44, 1–9. https://doi.org/10.1016/j.forpol.2014.04.003
Adimassu Z, Kessler A., Hengsdijk H (2012) Exploring determinants of farmers’ investments in land management in the Central Rift Valley of Ethiopia. Applied Geography, 35, 191– 198. http://dx.doi.org/10.1016/j.apgeog.2012.07.004
Amsalu, A., De Graaff, J. (2007). Determinants of Adoption and Continued Use of Stone Terraces for Soil and Water Conservation in an Ethiopian Highland Watershed. Ecological Economics 61,2- 3:294– 302. http://dx.doi.org/10.1016/j.ecolecon.2006.01.014
Apio A, Thiam D, Dinar A (2023) Farming Under Drought: An Analysis of the Factors Influencing Farmers’ Multiple Adoption of Water Conservation Practices to Mitigate Farm-Level Water Scarcity. Food Policy 49:117– 127. http://dx.doi.org/10.1016/j.foodpol.2014.06.010
Araya T, Nyssen J, Govaerts B, Deckers J, Cornelis W.M (2015) Impacts of conservation agriculture-based farming systems on optimizing seasonal rainfall partitioning and productivity on vertisols in the Ethiopian drylands. Soil and Tillage Research. 148, 1‒13. http://dx.doi.org/10.1016/j.still.2014.11.009
Asfaw D, Neka M (2017) Factors affecting adoption of soil and water conservation practices: the case of Wereillu Woreda (District), South Wollo Zone, Amhara Region, Ethiopia. International Soil and Water Conservation Research 5:273-279. https://doi.org/10.1016/j.iswcr.2017.10.002
Bakaki Z, Bernauer T (2016) Measuring and explaining the willingness to pay for forest conservation: evidence from a survey experiment in Brazil. Environmental Research Letters, 11(11): 114001. https://doi.org/10.1088/1748-9326/11/11/114001.
Basnett B, Elias M, Ihalainen M, Valencia A. (2017). Gender matters in Forest Landscape Restoration; A framework for design and evaluation. CIFOR. https://www.cifor-icraf.org/publications/pdf_files/brief/6685-brief.pdf
Belachew A, Mekuria W, Nachimuthu K (2020) Factors Influencing Adoption of Soil and Water Conservation Practices in the Northwest Ethiopian Highlands. International Soil and Water Conservation Research 8(1):80– 89. http://dx.doi.org/10.1016/j.iswcr.2020.01.005
Blaikie, P. (2006). Is small beautiful? Community based natural resource management in Malawi and Botswana. World Dev. 34 (11), 1942– 1957. http://dx.doi.org/10.1016/j.worlddev.2005.11.023
Bouma J., Bulte E., Van Soest D. (2008). Trust and Cooperation: Social Capital and Community Resource Management. Journal of Environmental Economics and Management 56(2):155– 66. http://dx.doi.org/10.1016/j.jeem.2008.03.004
César, R., Belei, L., Badari, C., Viani, R., Chazdon, R., Gutierrez, V., Brancalion, P., Morsello, C. (2020). Forest and Landscape Restoration: A Review Emphasizing Principles, Concepts, and Practices. Land 2021, 10, 28. https://doi.org/10.3390/land 10010028
Chazdon R., Uriarte M. (2016). Natural regeneration in the context of large-scale forest and landscape restoration in the tropics. Biotropica, 48(6): 709–715. http://dx.doi.org/10.1111/btp.12409
Chhatre A, Lakhanpal S., Larson A. M., Nelson F., Ojha H., Rao J. (2012) Social safeguards and co-benefits in REDD+: A review of the adjacent possible. Current Opinion in Environmental Sustainability, 4:654–660. http://dx.doi.org/10.1016/j.cosust.2012.08.006
Coulibaly-Lingani P., Savadogo P., Tigabu M., Oden P. C. (2011). Factors influencing people’s participation in the forest management program in Burkina Faso, West Africa. Forest Policy and Economics, 13, 292–302. https://doi.org/10.1016/j.forpol.2011.02.005
Covelli-Metcalf E., Mohr J. J., Yung L., Metcalf P., Craig D. (2015). The role of trust in restoration success: Public engagement and temporal and spatial scale in a complex social-ecological system. Restoration Ecology 23.3:315– 24. http://dx.doi.org/10.1111/rec.12188
Croppenstedt A., Demeke M., Meschi M. M. (2003). Technology adoption in the presence of constraints: The case of fertilizer demand in Ethiopia. Review of Development Economics, 7(1), 58– 70. https://doi.org/10.1111/1467-9361.00175
De Graaff J., Amsalu A., Bodnár F., Kessler A., Posthumus H., Tenge A. (2008). Factors influencing adoption and continued use of long-term soil and water conservation measures in five developing countries. Applied Geography, 28(4): 28, 271–280. http://dx.doi.org/10.1016/j.apgeog.2008.05.001
Desta G., Tamene L., Abera W., Amede T., Whitbread A. (2021). Effects of land management practices and land cover types on soil loss and crop productivity in Ethiopia: A review. International Soil and Water Conservation Research, 9 (4), 544–554. http://dx.doi.org/10.1016/j.iswcr.2021.04.008
Diiro G. (2013). Impact of Off-Farm Income on Technology Adoption Intensity and Productivity: Evidence from Rural Maize Farmers in Uganda, Working Paper 11, Washington, DC: International Food Policy Research Institute. https://ebrary.ifpri.org/digital/api/collection/p15738coll2/id/127369/download
Djenontin I., Samson Foli S., Zulu, L. (2018). Revisiting the Factors Shaping Outcomes for Forest and Landscape Restoration in Sub-Saharan Africa: A Way Forward for Policy, Practice and Research. Sustainability, 10, 906. http://dx.doi.org/10.3390/su10040906
Fischer, E., et al. (2010). Annotated Checklist of the Vascular Plants of Kakamega Forest, Western Province, Kenya. Journal of East African Natural History, 99, 129-226. https://doi.org/10.2982/028.099.0205
Horlings LG. (2015). The inner dimension of sustainability: Personal and cultural values. Current Opinion in Environmental Sustainability 14:163– 69. http://dx.doi.org/10.1016/j.cosust.2015.06.006
Iglesias A., Moneo M., Quiroga S. (2009). Methods for evaluating social vulnerability to drought. Coping with Drought Risk in Agriculture and Water Supply Systems, 58,153–159. https://doi.org/10.1007/978-1-4020-9045-5_11
IPBES (2018). The IPBES assessment report on land degradation and restoration. In: Montanarella, L., Scholes, R., Brainich, A. (Eds.), Secretariat of the Intergovernmental Science-Policy Platform on Biodiversity and Ecosystem Services. Bonn, Germany. https://doi.org/10.5281/zenodo.3237392
Jansen H.G., Rodriguez A., Damon A., Pender J., Chenier J., Schipper R. (2006). Determinants of income-earning strategies and adoption of conservation practices in hillside communities in rural Honduras. Agricultural Systems, 88, 92–110. http://dx.doi.org/10.1016/j.agsy.2005.06.005
Jha S., Kaechele H., Sieber S. (2019). Factors Influencing the Adoption of Water Conservation Technologies by Smallholder Farmer Households in Tanzania. Water, 11, 2640. http://dx.doi.org/10.3390/w11122640
Jumbe C., Angelsen A. (2007). Forest dependence and participation in CPR management: Empirical evidence from forest co-management in Malawi. Ecological Economics, 62, 661– 672. http://dx.doi.org/10.3390/f10111031
Kallert S. R., Mehta J. N., Ebbin S. A., Litchenfed L. L. (2000). Community natural resource management. Promise, rhetoric, and reality. Journal of Society and Natural Resources, 13(8): 705– 715. https://doi:10.1080/089419200750035575
Kassie M., Zikhali P., Manjur K., Edwards, S. (2009). Adoption of Sustainable Agriculture Practices: Evidence from a Semi-Arid Region of Ethiopia. Natural Resources Forum 33(2):189– 98. http://dx.doi.org/10.1111/j.1477-8947.2009.01224.x
Kazungu M., Zhunusova E., Kabwe G., Günter S. (2021). Household-Level Determinants of Participation in Forest Support Programmes in the Miombo Landscapes, Zambia. Sustainability. 13, 2713. https://doi.org/10.3390/su13052713
KIFCON (1994). Kenya Indigenous Forest Conservation Programme. Forest Inventory Report No. 3 Kakamega. Nairobi, Kenya.
Kimutai D.K., Watanabe T. (2016). Forest-Cover Change and Participatory Forest Management of the Lembus Forest, Kenya. Environments. 3(20). http://dx.doi.org/10.3390/environments3030020
Koech, C., Ongugo, P., Mbuvi, M., Maua, J. (2009). Community Forest Associations in Kenya: challenges and opportunities. January 2009 Conference: At Kenya Forestry Research Institute, Nairobi. https://www.researchgate.net/publication/362619710_Community_Forest_Associations_in_Kenya_challenges_and_opportunities
Kokwaro J. O. (1988). Conservation status of the Kakamega Forest in Kenya - the easternmost relic of the equatorial rainforest of Africa. Monographs in Systematic Botany of the Missouri Biotanical Garden 25:471-489. http://erepository.uonbi.ac.ke/handle/11295/48700
Lamsal P., Atreya K., Pant K. P., Kumar L. (2015). An analysis of willingness to pay for community-based conservation activities at the Ghodaghodi Lake Complex, Nepal. International Journal of Biodiversity Science, Ecosystem Services and Management, 11(4), 341- 348, https://doi.org/10.1080/21513732.2015.1055338.
Lefèvre F., Alia R., Bakkebø Fjellstad K., Graudal L, Oggioni S., Rusanen M., Vendramin G., Bozzano M., Lefèvre F., Avignon F. (2020). Dynamic conservation and utilization of forest tree genetic resources: Indicators for in situ and ex situ genetic conservation and forest reproductive material. European Forest Genetic Resources Programme (EUFORGEN), European Forest Institute. https://www.euforgen.org/fileadmin/templates/euforgen.org/upload/Publications/Thematic_publications/EUFORGEN_IGR_4.6.pdf
Leite A., Lopes D., Pereira L. (2023). Pro-Environmental Behavior and Climate Change Anxiety, Perception, Hope, and Despair According to Political Orientation. Behavioral Sciences, 13, 966. https://doi.org/10.3390/bs13120966
Lescourret, F., Magda, D., Richard, G., Adam-Blondon, A., Bardy, A., Baudry, J., Doussan, I., Dumont B., Lefèvre F., Litrico I., Martin-Clouaire R., Montuelle B., Pellerin S., Plantegenest M., Tancoigne E., Thomas A., Guyomard H., Soussana J. (2015). A social–ecological approach to managing multiple agro-ecosystem services. Current Opinion in Environmental Sustainability 14:68–75. https://doi.org/10.1016/j.cosust.2015.04.001
Lund, J. F., Treue, T. (2008). Are we getting there? Evidence of decentralized Forest management from the Tanzanian Miombo woodlands. World Dev. 3612, 2780–2800. http://dx.doi.org/10.1016/j.worlddev.2008.01.014
MacKinnon, D. (2001). Mediating variable. International encyclopaedia of social and behavioural sciences, 9503-9507. http://dx.doi.org/10.1016/B0-08-043076-7/00732-4
Mansourian, S. (2016). Understanding the Relationship between Governance and Forest Landscape Restoration. Conservation and Society 14(3): 267-278. http://dx.doi.org/10.4103/0972-4923.186830
Mbeche, R., Ateka, J., Herrmann, R., Grote, U. (2021). Understanding Forest users' participation in participatory forest management (PFM): Insights from Mt. Elgon Forest ecosystem, Kenya. Forest Policy and Economics, 129, 102507. https://doi.org/10.1016/j.forpol.2021.102507
Mukadasi, B., Nabalegwa, M. (2007). Gender mainstreaming and community participation in plant resource conservation in Buzaya county, Kamuli district, Uganda. African Journal of Ecology 45(s1):7–12. http://dx.doi.org/10.1111/j.1365-2028.2007.00730.x
Musyoki, J. K., Mugwe, J., Mutundu, K., Muchiri, M. (2016). Factors influencing level of participation of community forest associations in management forests in Kenya. Journal of Sustainable Forestry, 35 (3), 205–216. https://doi.org/10.1080/10549811.2016.1142454
Mutune, J., Lund, J. F. (2016). Unpacking the impacts of ‘participatory’ forestry policies: evidence from Kenya. Forest Policy Econ. 69, 45– 52. https://doi.org/10.1016/j.forpol.2016.03.004
Mwambungu, C. (2019). Factors that influence farmers’ decision to upscale conservation agriculture on their farmland: a case study of Mzimba District, Northern Malawi. United Nations University. https://www.grocentre.is/static/gro/publication/722/document/mwambungu2019_new.pdf
Ndiritu, S., Kassi,e W., Shiferaw, M. (2014). Are There Systematic Gender Differences in the Adoption of Sustainable Agricultural Intensification Practices? Evidence from Kenya. Food Policy 49: 117–27. http://dx.doi.org/10.1016/j.foodpol.2014.06.010
Neitzel, K. C, Caro-Borrero, A. P, Revollo-Fernandez, D., Aguilar-Ibarra, A., Ramos, A., Almeida-Leñero, L. (2014). Paying for environmental services: Determining recognized participation under common property in a peri-urban context. Forest Policy and Economics, 38, 46– 55. http://dx.doi.org/10.1016/j.forpol.2013.04.002
Ogada, M. J., (2012). Forest management decentralization in Kenya: Effects on household farm forestry decisions in Kakamega. In: Selected paper prepared for presentation at the International Association of Agricultural Economists (IAAE) Triennial Conference, Foz do Iguacu, Brazil, 18-24 August, 2012. CGIAR. https://cgspace.cgiar.org/items/44b893d1-162f-4008-a6bd-9f8a9d8ef866
Okumu, B., Muchapondwa, E., (2020). Welfare and forest cover impacts of incentive-based conservation: Evidence from Kenyan community forest associations. World Development. 129: 104890. http://dx.doi.org/10.1016/j.worlddev.2020.104890
Okumu, B., Muchapondwa, E. (2020). Determinants of successful collective management of forest resources: evidence from Kenyan Community Forest Associations. Forest Policy and Economics, 113, 102122. https://doi.org/10.1016/j.forpol.2020.102122.
Owusu, R., Kimengsi1, J., Giessen, L. (2023). Outcomes of Forest Landscape Restoration Shaped by Endogenous or Exogenous Actors and Institutions? A Systematic Review on Sub-Saharan Africa. Environmental management, 72: 246-261. https://doi.org/10.1007/s00267-023-01808-x.
Pham, T. D., Kaida, N., Yoshino K., Nguyen X. H., Nguyen H. T., Bui D. T. (2018). Willingness to pay for mangrove restoration in the context of climate change in the Cat Ba biosphere reserve, Vietnam”, Ocean and Coastal Management, 163: 269-277, https://doi.org/10.1016/j.ocecoaman.07.005.
Ren, Y., Feng, H., Gao, T. (2023). The Effect of Empowerment on the Adoption of Soil and Water Conservation Technology in the Loess Plateau of China. Land, 12, 1502. https://doi.org/10.3390/land12081502
Sannigrahi, S., Zhang, Q., Joshi, P. K., Sutton P. C., Keesstra, S., Roy, P. S., et al. (2020). Examining effects of climate change and land use dynamic on biophysical and economic values of ecosystem services of a natural reserve region. Journal of Clean Production. 257, 120424. https://doi.org/10.1016/j.jclepro.2020.120424
Schaaijk, A., Baloch, A., Thomée, S., Frings-Dresen, M., Hagberg, M., Nieuwenhuijsen, K. (2020). Mediating Factors for the Relationship between Stress and Work Ability over Time in Young Adults. Internal Journal of Environmental Research and Public Health, 17, 2530; https://doi:10.3390/ijerph17072530
Segnestam, L. (2009). Division of capitals—What role does it play for gender-differentiated vulnerability to drought in Nicaragua? Community Development, 40(2), 154–176. http://dx.doi.org/10.1080/15575330903001562
Shiferaw, B., Holden, S. T. (1998). Resource degradation and adoption of land conservation technologies in the Ethiopian Highlands: A case study in Andit Tid, North Shewa. Agricultural Economics, 18, 233–247. https://doi.org/10.1016/S0169-5150(98)00036-X
Sutton, P. C., Anderson, S. J., Costanza, R., Kubiszewski, I. (2016). The ecological economics of land degradation: impacts on ecosystem service values. Ecological Economics. 129, 182– 192. https://doi.org/10.1016/j.ecolecon.2016.06.016
Thakur, R., Srivastava, S. (2018). From resistance to readiness: the role of mediating variables. Journal of Change Management, 31, 230-247. https://doi.org/10.1108/JOCM-06-2017-0237
Tsegamariam, D. S. (2023). Factors affecting women’s participation in soil & water conservation in abeshege district Southern Ethiopia, Cogent Economics & Finance, 11(1), 2192455, http://dx.doi.org/10.1080/23322039.2023.2192455
Ullah, A., Mishra, A., Bavorova, M. (2023). Agroforestry Adoption Decision in Green Growth Initiative Programs: Key Lessons from the Billion Trees Afforestation Project (BTAP). Environmental management, 72, 950-964. Environmental Management (2023) 71:950–964. https://doi.org/10.1007/s00267-023-01797-x
Viani, R. A. G., Bracale, H., Taffarello, D. (2019). Lessons learned from the water producer project in the Atlantic Forest, Brazil. Forests, 10, 1031. http://dx.doi.org/10.3390/f10111031
Volker, P. W. (2020). Changes in the Perception and Role of Foresters in the Age of Sustainable Forest Management and Community Participation’: FAO Conference on Global Outlook for Forests in Asia Pacific. http://www.fao.org/docrep/011/i0627e/I0627E16.htm
Waruingi, E., Ateka J., Mbeche, R. (2021). Determinants of forest dependent household’s participation in payment for ecosystem services: Evidence from Plantation Establishment Livelihood Improvement Scheme (PELIS) in Kenya. Global Ecology and Conservation, 26: e01514. https://doi.org/10.1016/j.gecco.2021.e01514
Waruingi, E., Ateka, J., Mbeche, R. (2022). Understanding the nexus between forest dependence and willingness to pay for forest conservation: case of forest dependent households in Kenya. Forestry Economics Review, 5(3): http://dx.doi.org/10.1108/FER-02-2022-0003
Webb, N. P., Marshall, N. A, Stringer, L.C., Reed, M. S, Chappell, A, Herrick, J. E. (2017). Land degradation and climate change: building climate resilience in agriculture. Frontiers in Ecology and the Environment, 15 (8), 450–459. https://doi.org/10.1002/fee.1530
Wortley, L., Hero J. M., Howes, M. (2013). Evaluating ecological restoration success: A review of the literature. Restoration Ecology, 21, 537– 543. https://doi.org/10.1111/rec.12028
Yirga, C. (2007). The dynamics of soil degradation and incentives for optimal management in the Central Highlands of Ethiopia (Doctoral dissertation, University of Pretoria). https://repository.up.ac.za/bitstream/handle/2263/25333/Complete.pdf?sequence=6
Copyright (c) 2025 Kaua Caxton Gitonga, Muhanga Leonard Likhotio

This work is licensed under a Creative Commons Attribution 4.0 International License.